Vice President, SOX Control & Compliance

We’re seeking a future team member for the role of SOX / ICFR Lead, Vice President, to join our SOX & Controls team. This role is located in Manchester, UK.

In this role, you’ll make an impact in the following ways:

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• Own the end-to-end delivery of assigned SOX and ICFR workstreams, including planning, walkthroughs, testing, issue tracking, and reporting against agreed milestones.
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• Perform and coordinate risk assessments to identify significant processes, key controls, and changes in systems, products, or business activities that may impact financial reporting risk.
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• Lead the refresh of narratives, risk and control matrices, flowcharts, and control inventories, ensuring documentation remains current, complete, and audit ready.
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• Evaluate the design and operating effectiveness of key SOX manual controls, including review of evidence, exception analysis, and documentation of conclusions.
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• Coordinate with control owners and business partners to schedule walkthroughs, obtain evidence, resolve questions, and support timely completion of testing activities.
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• Identify control gaps or weaknesses, assess potential impact, and support remediation planning and validation of corrective actions.
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• Serve as a primary liaison for internal and external auditors for assigned reviews, ensuring clear communication and high-quality support through the audit lifecycle.
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• Prepare concise updates on progress, issues, risks, and remediation status for management and support escalation where required.
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• Coach and support Senior Associates and other junior team members on testing methodology, documentation standards, and stakeholder engagement.
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• Strong understanding of SOX, ICFR, internal controls, and financial reporting processes in a regulated environment.
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• Relevant experience in SOX testing, internal audit, external audit, finance controls, controllership, or risk and controls roles, preferably within banking or financial services.
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• Experience leading walkthroughs, documenting processes, testing controls, evaluating exceptions, and producing high-quality working papers.
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• Knowledge of automated controls, system reports, interfaces, spreadsheets/end-user computing, and relevant IT control dependencies to have an integrated view for SOX.
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• Strong analytical and organisational skills with the ability to manage multiple workstreams and deadlines.
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• Strong written and verbal communication skills and ability to work effectively with stakeholders across multiple functions and seniority levels.
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• Bachelor’s degree in Accounting, Finance, Business, Risk Management, or a related field.
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• Professional qualification such as CA, CPA, ACCA, ACA, CIA, CISA, or equivalent preferred.
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• Experience in banking products, financial close, regulatory reporting, or enterprise controls frameworks such as COSO.
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• Exposure to process improvement, automation opportunities, or control rationalisation initiatives.
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