Financial Regulatory Solicitor - Non Contentious

OUR CLIENT

Leading global law firm

THE ROLE

We have been instructed on a vacancy for a qualified lawyer (2-4 PQE) to join a leading Financial Services Regulatory team.

The role will focus on non-contentious advisory work for investment managers and funds, providing practical, commercial guidance on UK and EU regulatory issues and supporting clients on cross-border matters.

Duties will include:-

Advising on the FCA Handbook,

Interpreting and applying MiFID II and AIFMD, including distribution, marketing and disclosure requirements.

Preparing and reviewing documentation.

Advising on SMCR governance, conduct and fitness & propriety issues, including training and briefing senior management.

Providing transactional regulatory support

Working closely with colleagues in London and overseas.

The role offers early responsibility, direct partner exposure and a high calibre client base in the investment management sector.

THE CANDIDATE

You will have 2-4 PQE gained working in a leading financial services regulatory practice

Strong working knowledge of the FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulations

You will be ready to make a career move to a highly rewarding and challenging international role

Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.