Vice President, Compliance & Control

hackajob is collaborating with BNY to connect them with exceptional professionals for this role.

We’re seeking a future team member for the role of Vice President, Compliance & Control to join our Risk & Compliance team. This role is located in Lake Mary, FL & Pittsburgh, PA.

In this role, you’ll make an impact in the following ways:

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• Manages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development.
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• Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements.
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• Primarily responsible for ensuring the overall integrity of Large Option Position Reporting submitted to regulators.
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• Validates control processes for various regulatory reporting functions to ensure compliance with laws, rules and regulations.
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• Partners with business unit managers to respond to reports issued by regulatory agencies or audit.
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  May have contact with outside regulators, government officials, and senior Business Unit managers.

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To be successful in this role, we’re seeking the following:

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• BA/BS, MBA or professional certification preferred.
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• 7-10+ years relevant product/financial services and/or auditing or compliance experience preferred.
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• Thorough knowledge of Financial Services rules and regulations.
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• Excellent problem solving, analytical ability, oral and written communication skills.
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• The ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving.
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• Ability to effectively deal with senior management as well as, Federal/State and other Regulators Strong interpersonal skills to influence and impact business decisions over which the incumbent has no direct authority.
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• Preferred Skills – Ability to work independently and in a team environment.
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• Preferred Skills – Knowledge and understanding of Options positions including trade processing.
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At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.