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Posted 20 July, 2026

Director, Compliance & Control

BNY
New York, NY, US Full Time

Job Description

hackajob is collaborating with BNY to connect them with exceptional professionals for this role.

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We’re seeking a future team member for the role of Director to join our Markets Compliance team, covering Fixed Income and Buy-side Trading Solutions. This role is located in New York City.

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In this role, you’ll make an impact in the following ways:

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    Provide real-time advisory compliance support to lines of business and support staff so they may conduct their business in accordance with FINRA Broker-Dealer, NFA Introducing Broker, and Bank regulations.

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    Advise and provides guidance for establishing a reasonably designed supervisory framework

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    Prepare and update Compliance policies, and guidance for business owned documentation, including written supervisory procedures.

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    Proactively engages with Compliance, Legal, and business colleagues to enhance the overall Compliance framework.

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    Provide guidance on and remain up to date on regulatory developments and industry best practices.

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    Interface with regulators, internal audit, and compliance testing teams during related examinations and/or audits for coverage areas.

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To be successful in this role, we’re seeking the following:

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    Bachelor’s degree

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    At least 10 years of regulatory compliance experience and current knowledge with focus on capital markets, including fixed income securities.

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    Strong organizational and communications kills and attention to detail.

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    Maintains a strong work ethic, is pro-active with ability to work independently and manage ad-hoc projects to conclusion.

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    Ability to manage relationships with Business COO, and Controls to foster business change aligned with regulatory expectations

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At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

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Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.