Job Description
We are currently looking for either a Senior or Junior Operations Manager to join a Financial Planning company based in the City. This role is suitable for someone who had senior Administrative experience in a Financial regulated company. Benefits of this position include hybrid working, bonuses, medical insurance as well as a free gym membership.
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The role
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Maintain Appointed Representative compliance
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Liaise with the FCA to ensure the firm is compliant
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Maintain CPD compliance
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Chartered renewal
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Chair the Investment Committee
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Chair the Proposition Committee
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Run Adviser 121 meetings
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Liaise with our compliance consultants
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Accounting tasks
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Ad hoc Admin
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The person
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Experience in an operations or Senior Admin role within a regulated business
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Demonstrable track record of managing a small-to-medium-sized teams
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A degree-level education
