Compliance Manager

Risk & Compliance Manager Cardiff / Bristol Hybrid workingWe're working with a well-established, multi-service law firm that is looking to appoint an experienced Risk & Compliance Manager to support the senior leadership teamThis is a fantastic opportunity for an established compliance professional looking to take ownership of a broad, varied role, working closely with senior leadership to drive the firm's risk and compliance strategy while supporting fee earners across the business.The Role?As Risk & Compliance Manager, you'll play a key role in ensuring the firm continues to meet its regulatory obligations while embedding a strong culture of compliance across the business.\n

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• Managing the firm's day-to-day risk and compliance function.
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• Acting as a key point of contact for regulatory and compliance queries.
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• Overseeing AML, client due diligence and ongoing monitoring processes.
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• Managing conflicts of interest and confidentiality issues.
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• Supporting the firm's COLP and senior leadership on regulatory matters.
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• Reviewing, developing and implementing compliance policies and procedures.
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• Delivering compliance training to colleagues across the firm.
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• Conducting file reviews, audits and monitoring activities.
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• Investigating compliance breaches and recommending improvements.
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• Monitoring regulatory developments and ensuring the firm's processes remain compliant.
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• Producing management information and compliance reports for senior stakeholders.
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• Supporting wider business projects, accreditations and continuous improvement initiatives.
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About You?\n

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• Previous experience working within legal risk and compliance, in SRA regulated firm
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• A strong understanding of the SRA Standards and Regulations.
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• Good working knowledge of AML legislation, CDD, KYC and sanctions requirements.
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• Experience carrying out file reviews and compliance monitoring.
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• The confidence to build relationships with stakeholders at all levels.
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• Excellent organisational skills and the ability to manage competing priorities.
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• A proactive, solutions-focused approach with strong attention to detail.
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What's in it for you?\n

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• Opportunity to join a respected and growing law firm.
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• Broad, varied role with genuine autonomy.
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• Exposure to strategic compliance projects alongside day-to-day operational work.
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• Supportive and collaborative working environment.
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• Competitive salary and benefits package.
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• Hybrid working available.
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Interested?Know someone who could be great?Reach out, let's have a confidential conversation ...#legalcompliance #aml #sra #compliancemanager #riskmanager #riskandbestpractice