Compliance Manager

Compliance Manager

Location: Chorley (Hybrid working available)Salary: £50,000 - £55,000 per annumContract: 12 Month Fixed Term Contract

An exciting opportunity has arisen for an experienced Compliance Manager to join a growing Financial Services business on a 12-month fixed term contract.

This is a key role within the compliance function, supporting the business during a period of growth and helping to ensure the highest standards of regulatory compliance, governance and risk management are maintained.

Working closely with internal stakeholders, you?ll provide expert compliance guidance, oversee monitoring activity and play an important role in strengthening the organisation?s compliance framework.

Support the development, implementation and maintenance of compliance policies, procedures and frameworks

Monitor regulatory changes and assess their impact on the business

Conduct compliance monitoring reviews, file reviews and thematic assessments

Provide guidance and advice on FCA requirements and regulatory standards

Support regulatory reporting activities

Manage and investigate complaints, ensuring they are handled in line with regulatory expectations

Complete compliance risk assessments and provide recommendations to mitigate risk

Investigate compliance breaches and support appropriate corrective actions

Produce compliance reports, MI and updates for senior stakeholders

Support the delivery of compliance training and promote a strong compliance culture

We?re looking for an experienced compliance professional with a strong background within Financial Services who can confidently operate in a regulated environment.

You will ideally have:

Level 4 Diploma in Financial Planning (DipPFS, DipFA or equivalent)

Experience working within a Compliance Manager, Senior Compliance Officer, Compliance Monitoring or similar role

Strong knowledge of FCA regulations and financial advice standards

Experience conducting file reviews, monitoring activity and risk assessments

Understanding of compliance frameworks, governance and regulatory requirements

Strong analytical skills with excellent attention to detail

The ability to interpret complex regulations and provide practical solutions to the business

Salary of £50,000 - £55,000 per annum

Hybrid working (4 days office / 1 day from home)

12 month fixed term contract

Private Medical Insurance

Group Income Protection

Death in Service benefit

Opportunity to join a growing and forward-thinking compliance function