Head of Compliance, MLRO & Data Protection Officer

A small European Bank is seeking a dynamic and experienced individual to manage the compliance function, act as MLRO and Data Protection Officer.

Your responsibilities will cover:

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• Maintaining the Compliance Framework and Compliance Monitoring Programme
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• Providing independent compliance and regulatory advice to management and business teams
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• Providing compliance oversight for Treasury activities including wholesale banking, market conduct, and regulatory requirements
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• As MLRO oversee AML, financial crime frameworks, risk assessments, training, reporting and regulatory obligations
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• As DPO support compliance with GDPR requirements
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• Monitoring regulatory developments and support the implementation of any regulatory change initiatives affecting the London office
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• Supporting and developing the Compliance team
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Your experience must include:

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• Extensive compliance experience gained within international banking including regulatory risk and financial crime as an SMF 16 and ideally SMF 17
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• Strong knowledge of FCA and PRA regulatory requirements, AML & Financial Crime regulations, UK GDPR and Data Protection Requirements, SMCR and MIFID II, Market Abuse Regulation and EMIR
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• Good understanding of corporate and wholesale banking activities
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• Excellent communication skills to liaise at all levels and with regulators etc
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• Strong analytical, judgement and problem-solving abilities
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This role will be working 5 days a week in the London office for the first 6 months and will then convert to hybrid – working 3 days a week in the office and 2 days remotely.