Compliance Analyst

About the Company

A leading alternative investment manager is seeking a Compliance Analyst to join its London-based Compliance team. This is an excellent opportunity for an ambitious compliance professional looking to develop their career within a fast-paced investment management environment, gaining exposure to a broad range of regulatory and compliance matters.

About the Role

The Compliance Analyst will support the ongoing development and maintenance of the firm's compliance framework.

Responsibilities

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• Support the ongoing development and maintenance of the firm's compliance framework.
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• Assist in the delivery of the compliance monitoring programme, including thematic reviews and testing.
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• Monitor regulatory developments and assess potential business impacts.
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• Maintain compliance policies, procedures and registers.
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• Assist with regulatory reporting and filings.
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• Review marketing materials and financial promotions where required.
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• Support compliance advisory activities across investment, operations, distribution and senior management teams.
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• Assist with incident management, breaches and regulatory enquiries.
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• Contribute to compliance training and awareness initiatives.
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Qualifications

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• 1–4 years' experience within compliance, risk or regulatory functions in financial services.
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• Understanding of the UK regulatory environment and FCA requirements.
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• Experience within asset management, investment management, alternatives, private markets or financial services.
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• Exposure to hedge funds or alternative investment managers would be viewed favourably.
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Required Skills

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• Strong analytical skills and attention to detail.
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• Excellent communication and stakeholder management abilities.
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Preferred Skills

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• Relevant compliance qualification (or progress towards one) is advantageous.
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Pay range and compensation package

Competitive salary and benefits package.

Equal Opportunity Statement

We are committed to diversity and inclusivity.