Senior Compliance Officer

Our client is an International Alternative Asset Manager specialising in Emerging and Frontier Markets, who are looking for a talented Compliance Individual to take responsibility for the compliance function in the UK Office, in London.

Key Responsibilities:

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• Act as the compliance officer for the UK firm
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• Monitoring regulatory changes, identifying gaps, devising and implementing required actions
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• On-boarding (KYC) of clients and counterparties (includes meeting the onboarding requirements of external parties the Firm does business with, eg. brokers, banks, service providers)
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• Carrying out compliance monitoring and reporting (internally and to the regulators) per the annual programme
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• Draft/ review policies and procedures.
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Key Requirements:

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• Regulatory Compliance experience within Fund Management.
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• Good knowledge of FCA regulations (AIFMD vs MIFID) and SEC/CFTC regulations.
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• Exposure to UCITs and Cayman and other offshore funds regimes, and private placement regimes in Europe.
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This is a permanent role offering a hybrid working model.