Compliance Manager (Buy-Side)

Working with an Investment Management firm seeking a Senior Compliance Manager to join their London office. This is a broad generalist compliance role, ideal for someone with strong MiFID II and UCITS knowledge who enjoys working across advisory, monitoring, regulatory change, and BAU compliance activities. This is a 12-month contract, paying £90,000 pro rata.

Key Responsibilities:

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• Provide day-to-day compliance advisory support to the business across a range of regulatory matters.
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• Conduct compliance monitoring reviews and support the ongoing enhancement of the compliance framework.
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• Manage BAU compliance activities including financial promotions reviews, AML, staff conflicts, FCA returns, and SMCR-related tasks.
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• Support regulatory change initiatives, including tracking developments and assisting with implementation.
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• Develop and deliver compliance training to employees across the business.
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Key Requirements:

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• Strong generalist compliance experience within asset management or broader investment management.
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• Good working knowledge of FCA regulations, including MiFID II, AML, SMCR, MAR, CASS, and UCITS.
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• Able to start within 1 month
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Interested? Please apply below or contact Nicole Poole at Danos Consulting to learn more.