Senior Compliance Officer - Private Equity

An excellent opportunity at a leading private equity firm

A generalist role with a broad remit across UK and global compliance matters. The successful candidate will help to ensure the firm’s adherence to regulatory requirements.

This is an exciting opportunity to contribute to a dynamic and fast paced environment with international exposure.

Key Responsibilities

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• Supporting in meeting regulatory obligations.
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• Monitor regulatory developments , assess their impact on the Firm, and contribute to related change projects and cross-functional compliance initiatives.
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• Contribute to the Firm’s fundraising and marketing efforts including by supporting compliance-related aspects of investor communications, materials and registrations.
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• Lead the design and implementation of the firm’s Compliance Monitoring Programme.
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• Draft and review compliance policies, procedures, and internal communications.
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• Provide compliance guidance and training to staff across the Firm.
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• Conduct AML and KYC reviews for transactions and portfolio companies.
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• Respond to regulatory inquiries and coordinate with external auditors, legal counsel, and other service providers.
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• Support the Investor Relations team with due diligence questionnaires and investor queries.
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• Prepare and minute internal committee meetings sessions.
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Required Background and Skills

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• University degree in law or a related field (preferred but not essential).
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• 4+ years of compliance or legal experience, probably within private equity
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• Familiarity with regulatory landscape
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• Experience drafting policies and reviewing legal and regulatory documentation.
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• Strong analytical skills and attention to detail.
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• Ability to work independently and escalate issues appropriately.
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• Excellent communication and interpersonal skills.
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• A proactive and collaborative approach to working in a global compliance team.
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