Compliance Officer

As a Compliance Analyst, you will play a key role in supporting the firm's client and matter onboarding processes. Working within a busy Risk & Compliance team, you will help ensure regulatory obligations are met by carrying out client due diligence, assessing risk, conducting conflict checks and assisting with wider compliance initiatives.

This position would suit a detail-oriented individual looking to develop a long-term career within legal risk and compliance.

Client Details

Our client is a highly regarded UK law firm, based in Guildford, with a strong reputation for delivering exceptional client service and fostering a collaborative working culture. Known for investing heavily in its people, the organisation offers a modern, inclusive environment where employees are encouraged to develop their skills, contribute ideas and build rewarding long-term careers.

The firm is committed to diversity, inclusion and employee wellbeing, creating a workplace that values different perspectives and supports individuals in reaching their full potential.

Description

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• Perform client due diligence and anti-money laundering (AML) checks on new and existing clients.
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• Review and assess client and matter risk profiles, preparing clear findings and recommendations.
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• Conduct conflict of interest searches using specialist systems and evaluate search results.
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• Assist with the resolution of potential conflicts by collaborating with legal teams and senior stakeholders.
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• Maintain accurate client records and support ongoing monitoring activities.
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• Escalate higher-risk matters and compliance concerns where appropriate.
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• Provide guidance and support to colleagues on client onboarding and acceptance procedures.
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• Contribute to departmental projects, process improvements and compliance initiatives.
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• Keep up to date with regulatory developments and industry best practice.
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Profile

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• Degree educated or able to demonstrate relevant experience within a compliance, risk or regulatory environment.
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• Previous experience within a law firm would be advantageous.
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• Understanding of AML regulations, client due diligence and conflicts management.
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• Exposure to systems such as Intapp, SmartSearch, Orbis or similar platforms would be beneficial.
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• Strong analytical and investigative skills with excellent attention to detail.
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• Confident communicator with the ability to build relationships across all levels of the business.
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• Organised and capable of managing competing priorities effectively.
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• Self-motivated with a proactive and solutions-focused approach.
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• Strong written communication and reporting skills.
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• Comfortable working independently whilst contributing positively to a team environment.
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Job Offer

You will benefit from a competitive remuneration package, access to a comprehensive range of benefits and the chance to work within a supportive, collaborative environment where your contributions are valued. The business is committed to fostering professional development through ongoing training, mentorship and clear progression opportunities, making it an ideal setting for individuals looking to build a successful career within risk and compliance. Alongside this, employees enjoy a positive workplace culture that promotes flexibility, inclusivity and a healthy work-life balance.