Compliance Officer at Growing Hedge Fund
Job Description
OCR Alpha is partnering with a high-performing hedge fund looking to hire an experienced Compliance Officer into a broad, front-office facing role with significant ownership and long-term progression.
\nWorking closely with senior investment professionals, you'll provide day-to-day regulatory advice across a sophisticated equities and systematic trading platform, while taking ownership of the UK compliance framework and supporting the firm's wider global trading compliance function.
\nKey responsibilities:
\n• Act as a trusted adviser to portfolio managers and traders on market abuse, insider trading, short selling, market conduct and broader trading regulations
\n• Own and enhance the UK compliance framework, ensuring continued adherence to FCA requirements
\n• Lead regulatory reporting across transaction reporting and disclosure regimes, including short selling
\n• Oversee trade surveillance and help develop pre- and post-trade controls to support a growing trading platform
\n• Support new products, strategies and business initiatives from a regulatory perspective
\n• Drive regulatory change, policy development and compliance framework enhancements
\nWe're looking for:
\n• 6+ years' compliance experience within a buy-side investment firm (hedge fund experience preferred)
\n• Strong knowledge of UK trading regulations, particularly across equities, market abuse and short selling
\n• Experience providing front-office regulatory advisory
\n• Someone who enjoys operating in a collaborative, fast-paced environment with the opportunity to influence the business
\nThis is an excellent opportunity to join a growing investment platform in a highly visible role, with genuine scope to shape the compliance function and progress into a senior leadership position.
