Head of Risk & Compliance

Head of Risk & Compliance

This prestigious US law firm housed in stylish new offices near Liverpool Street is seeking a new Head of Risk & Compliance to support the UK and European compliance function. This high-profile role with oversee regulatory compliance, risk management, policy development, training and engagement with regulators, ensuring the firm maintains the highest standards of governance and compliance.

What’s On Offer:

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• Generous salary
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• Attractive benefits package
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• Hyrid working (3 days office / 2 days remote)
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• City of London / Liverpool Street
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Head of Risk & Compliance – What You’ll Be Doing:

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• Lead the day-to-day management of the firm's UK and European risk and compliance function, supporting the COLP, COFA, MLRO and DPO
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• Develop, implement and continually enhance the firm's compliance policies, procedures, systems and risk management framework
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• Act as the primary liaison with regulators, managing investigations, information requests, data protection matters and other regulatory enquiries
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• Monitor regulatory developments, provide expert compliance advice, and ensure the firm remains aligned with legal and regulatory requirements
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• Conduct compliance audits and risk assessments, identifying areas for improvement and driving best practice across the firm
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• Design and deliver training to attorneys and business services staff, fostering a strong culture of compliance
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• Oversee the investigation and reporting of compliance breaches and client complaints, ensuring appropriate regulatory reporting where required
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• Advise on key compliance areas including AML, GDPR, SRA Standards & Regulations, conflicts, anti-bribery and client due diligence
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• Benchmark the firm's compliance framework against market best practice and maintain key compliance documentation, including the London office engagement letter
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Head of Risk & Compliance – What We’re Looking For:

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• Extensive experience in a similar / compliance role within a law firm is essential
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• Good knowledge of SRA Standards and Regulations, AML rules and procedures, data protection legislation, KYC processes
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• Judgement to balance commercial and compliance risks to achieve positive outcomes
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• Ability to deal with confidential matters with discretion and tact
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• Good IT skills and computer literacy are essential
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