AML Analyst

AML Analyst

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• Ensure the firm’s ongoing compliance with Anti-Money Laundering (AML) Regulations
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• Monitor funds received into the firm’s client account
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• Report unusual activity to the firm’s MLRO
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• Deal with client and matter management on the firm’s management system as required
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• Review client due diligence (CDD) forms and documentation received from fee earners and ensure that they comply with AML Regulations and the firm’s internal policies, controls and procedures.
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• Challenge where required the content of CDD forms and directly liaise with fee earners/PAs to obtain a satisfactory response.
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• Review incoming funds to the firm’s client account and assess whether they are from an acceptable source for AML purposes; liaise with fee earners and Cashroom team members to resolve queries in line with the firm’s policies, controls and procedures.
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• Prepare and revie risk assessments of clients and matters as necessary.
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